William Michael O'malley

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-23
NH	RA	APPROVED	2015-04-28

TX RA
APPROVED_RES

Since 2022-08-23
NH RA
APPROVED

Since 2015-04-28

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Boston	MA	05/2010	Present

05/2010 → Present

Stifel Nicolaus & Co Inc

Boston, MA

Other Businesses

1. William O'Malley; 349 Hanover Street #6 Portsmouth NH 03801; Condo- real estate; owner; 09/01/2017; 0.00 Hour(s) Per Day; not during securities trading hours; Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-22
S63	Uniform Securities Agent State Law Examination	2002-08-01

S65 Uniform Investment Adviser Law Examination

2011-06-22
S63 Uniform Securities Agent State Law Examination

2002-08-01

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews