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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-02
TX RA APPROVED_RES 2015-05-14
NJ RA APPROVED 2002-07-22
  • NC RA
    APPROVED
    Since 2017-08-02
  • TX RA
    APPROVED_RES
    Since 2015-05-14
  • NJ RA
    APPROVED
    Since 2002-07-22

Branch Locations

4 Century Dr Ste 120, Parsippany, NJ 07054 • United States

Mooresville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Montclair NJ 09/2005 03/2020
Ameriprise Financial Services, Llc Montclair NJ 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3 East Seashell Lane, ,; Not Investment-Related; 08/18/2018. Business Ownership; Slossberg, North & Associates LLC; Advisor and managing partner; LLC for practice management expenses, bill paying, payroll, leased expenses.; 75 Midland Ave, , Montclair, NJ, 07042; Not Investment-Related; 06/01/2010; 60 hours per month; 60 during trading hours / L&J Operations, LLC; Co-owner; Manage Ameriprise Business; 1013 Colleton Way , , Trent woods, NC, 28562; Investment-Related; 09/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-20
  • S66 Uniform Combined State Law Examination
    2002-07-20
Other Names
  • Llnon H Slossberg
  • Llnon H Slossberg

View on SEC IAPD

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