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Kwang Soo Kim

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-06
  • CA RA
    APPROVED
    Since 2009-10-06

Branch Locations

3699 Wilshire Blvd #700, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Los Angeles CA 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-03
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S65 Uniform Investment Adviser Law Examination
    2002-10-03
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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