Best Investors Account Sign in
Inactive

Frank Dominick Rossetti

Corient

Westport, CT

Claim This Profile
Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-09
  • CT RA
    APPROVED
    Since 2025-09-09

Branch Locations

518-B Riverside Ave 2Nd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon New York NY 03/2014 05/2018
Northeast Financial Consultants, Inc. Westport CT 06/2018 Present
Corient Services Llc Miami FL 09/2025 Present
Corient Westport CT 09/2025 Present
  • 03/2014 → 05/2018
    Bny Mellon
    New York, NY
  • 06/2018 → Present
    Northeast Financial Consultants, Inc.
    Westport, CT
  • 09/2025 → Present
    Corient Services Llc
    Miami, FL
  • 09/2025 → Present
    Corient
    Westport, CT
Previous Registrations
  • 2018-07-06 → 2025-10-06
    Northeast Financial
    Westport, CT
  • 2003-07-31 → 2006-02-08
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-09
  • S66 Uniform Combined State Law Examination
    2002-12-09
Designations
Other Names
  • Frank Rossetti
  • Frank Dominick Rossetti

View on SEC IAPD

Other Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
SENECA WEALTH ADVISORS, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

More in Westport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor