Caryn B Hodges

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2022-10-21
TX	RA	APPROVED	2022-10-21

RI RA
APPROVED

Since 2022-10-21
TX RA
APPROVED

Since 2022-10-21

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	02/2000	10/2022
Morgan Stanley Smith Barney Llc	Providence	RI	10/2022	Present

02/2000 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
10/2022 → Present

Morgan Stanley Smith Barney Llc

Providence, RI

Previous Registrations

2015-11-27 → 2022-10-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Providence, RI

Other Businesses

*527908 - Knights of Columbus # 4190; Investment related: No; Mattapoisett, Massachusetts; Civic/Religious/Community; Bartender (proprietor, partner, officer, director, employee, trustee, agent); 05/2012; During business hours: 0; After business hours: 10; Bartender *531990 - Custodian; Investment related: Yes; Dighton, Massachusetts; Custodian; 07/2015; During business hours: 0; After business hours: 0; Other *531369 - Custodian; Investment related: Yes; Dighton, Massachusetts; Custodian; 07/2015; During business hours: 0; After business hours: 0; Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-25

S66 Uniform Combined State Law Examination

2015-11-25

Other Names

Caryn Beth Hodges
Caryn Beth Hodges
Caryn Hodges Coulombe
Caryn H Coulombe

View on SEC IAPD