George Mason Rankin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-08-01
TX	RA	APPROVED_RES	2009-08-18
NC	RA	APPROVED	2009-04-28

SC RA
APPROVED

Since 2024-08-01
TX RA
APPROVED_RES

Since 2009-08-18
NC RA
APPROVED

Since 2009-04-28

Branch Locations

Charlotte, NC • United States

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Charlotte	NC	04/2009	Present

04/2009 → Present

Ubs Financial Services Inc

Charlotte, NC

Previous Registrations

2005-08-01 → 2009-05-15

Citigroup Global Markets Inc.

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-27

S66 Uniform Combined State Law Examination

2005-07-27