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Man Tat Tai

J.P. Morgan Securities LLC

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-04
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2025-08-04
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1040 Grant Ave, San Francisco, CA 94133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Daly City, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2006-09-15 → 2009-05-02
    Wamu Investments, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Daly City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-07
S63 Uniform Securities Agent State Law Examination 2002-11-06
  • S65 Uniform Investment Adviser Law Examination
    2006-07-07
  • S63 Uniform Securities Agent State Law Examination
    2002-11-06
Other Names
  • Perrie Mantat Tai
  • Perrie Tai

View on SEC IAPD

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