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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc | Charlotte | NC | 05/2002 | 12/2018 |
| Bb&T Securities, Llc | Emporia | VA | 01/2018 | 12/2018 |
| Lpl Financial Llc | Wake Forest | NC | 12/2018 | 01/2023 |
| Infinex Investments, Inc. | Meriden | CT | 01/2023 | 07/2023 |
| Citizens Bank & Trust | Blackstone | VA | 01/2023 | 07/2023 |
| Lpl Financial Llc | Wake Forest | NC | 07/2023 | Present |
1. 04/05/2024 - Cardinal Home and Landscape Services LLC - Business Owner - Not Investment Related - Start Date 04/01/2024 - 40 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-25 |
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