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Christopher Michael Reaume

LPl Financial LLC

Wake Forest, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-17
  • NC RA
    APPROVED
    Since 2023-07-17

Branch Locations

Wake Forest, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc Charlotte NC 05/2002 12/2018
Bb&T Securities, Llc Emporia VA 01/2018 12/2018
Lpl Financial Llc Wake Forest NC 12/2018 01/2023
Infinex Investments, Inc. Meriden CT 01/2023 07/2023
Citizens Bank & Trust Blackstone VA 01/2023 07/2023
Lpl Financial Llc Wake Forest NC 07/2023 Present
  • 05/2002 → 12/2018
    Bb&T Investment Services, Inc
    Charlotte, NC
  • 01/2018 → 12/2018
    Bb&T Securities, Llc
    Emporia, VA
  • 12/2018 → 01/2023
    Wake Forest, NC
  • 01/2023 → 07/2023
    Infinex Investments, Inc.
    Meriden, CT
  • 01/2023 → 07/2023
    Citizens Bank & Trust
    Blackstone, VA
  • 07/2023 → Present
    Wake Forest, NC
Previous Registrations
  • 2023-01-23 → 2023-07-07
    Blackstone, VA
    Meriden, CT
    Blackstone, VA
  • 2018-12-19 → 2023-02-02
    Wake Forest, NC
    Fort Mill, SC
    Wake Forest, NC
  • 2018-01-02 → 2018-12-19
    Bb&T Securities, Llc
    South Boston, VA
    Emporia, VA
    South Hill, VA
    Charlotte, NC
    Blackstone, VA
    Clifton Forge, VA
    Virginia Beach, VA
  • 2002-12-02 → 2018-01-02
    Bb&T Investment Services, Inc.
    Roanoke Rapids, NC
    Rocky Mount, NC
    Emporia, VA
    South Hill, VA
    Littleton, NC
    Blackstone, VA
    Kenbridge, VA
    Bracey, VA
    Charlotte, NC
    Charlotte, NC
    Virginia Beach, VA
    Blackstone, VA
    Clifton Forge, VA
Other Businesses

1. 04/05/2024 - Cardinal Home and Landscape Services LLC - Business Owner - Not Investment Related - Start Date 04/01/2024 - 40 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25

View on SEC IAPD

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