Douglas James Waelchli

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2017-12-11

WI RA
APPROVED

Since 2017-12-11

Branch Locations

Peshtigo, WI • United States

2131 S. Webster Avenue #200, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Peshtigo	WI	06/2006	12/2017
Harbour Investments, Inc	Madison	WI	12/2017	Present
Waelchli Financial Services	Peshtigo	WI	12/2017	Present

06/2006 → 12/2017

Sii Investments, Inc.

Peshtigo, WI
12/2017 → Present

Harbour Investments, Inc

Madison, WI
12/2017 → Present

Waelchli Financial Services

Peshtigo, WI

Previous Registrations

2006-06-20 → 2017-12-08

Sii Investments, Inc.

Peshtigo, WI

Green Bay, WI

Peshtigo, WI

Green Bay, WI

Other Businesses

1)Waelchli Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-30
S63	Uniform Securities Agent State Law Examination	2002-07-10

S66 Uniform Combined State Law Examination

2007-08-30
S63 Uniform Securities Agent State Law Examination

2002-07-10

View on SEC IAPD