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Randall Ross Wall

Penn Cove Financial, LLC

Oak Harbor, WA

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Current Employers
Penn Cove Financial, Llc

Oak Harbor, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-17
WA RA APPROVED 2006-03-07
  • TX RA
    APPROVED_RES
    Since 2026-07-17
  • WA RA
    APPROVED
    Since 2006-03-07

Branch Locations

Oak Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia College Of Missouri Columbia MO 01/2003 Present
Penn Cove Financial, Llc Oak Harbor WA 07/2005 Present
Zeiders Enterprises, Inc. Woodbridge VA 01/2013 08/2019
  • 01/2003 → Present
    Columbia College Of Missouri
    Columbia, MO
  • 07/2005 → Present
    Oak Harbor, WA
  • 01/2013 → 08/2019
    Zeiders Enterprises, Inc.
    Woodbridge, VA
Other Businesses

AS A SOLE PROPRIETOR OPERATING UNDER MY LEGAL NAME, I OWN/MANAGE RESIDENTIAL RENTAL PROPERTY, AND HAVE DONE SO SINCE 1986. IT TAKES APPROXIMATELY 2 HOURS PER MONTH OR LESS OF MY TIME, AND APPROXIMATELY 1 HOUR PER WEEK OR LESS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SCHEDULING MAINTENANCE, REVIEWING TENANTS, COLLECTING AND PROCESSING PAYMENTS, AND PREPARING FINANCIAL REPORTS. As a member of a limited liability companies I am a part owner of a commercial properties. It takes approximately 1 days during the year to attend management meetings, and these occur during trading hours in October of each year. As an Adjunct Faculty member of Columbia College of Missouri, 1001 Rogers St, Columbia, MO, I have been teaching undergraduate college courses in Finance at the Marysville and Oak Harbor campuses since January 2003. Columbia College is a not-for-profit, private educational institution that has a home campus in Columbia, MO and approximately 30 satellite campuses on military installations in the United States. The time spent per year on this activity varies from 32 to 160 hours per year, all of which is done at 5 PM or later, after normal business hours, so zero hours are worked during securities trading hours. This activity is non-investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 1999-09-07
  • S65 Uniform Investment Adviser Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    1999-09-07
Designations

View on SEC IAPD

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