Jarrod Levi Moreau

Current Employers

Employment History

• 05/2005 → 09/2022
  Capital Analysts Inc
  Radnor, PA
• 06/2012 → 09/2022
  Lincoln Investment
  Artesia, NM
• 09/2022 → Present
  Kestra Investment Services Llc
  Artesia, NM
• 09/2022 → Present
  Kestra Advisory Services Llc
  Artesia, NM

Previous Registrations

• 2012-06-01 → 2022-09-29
  Lincoln Investment
  Carlsbad, NM
  Artesia, NM
• 2012-06-05 → 2022-09-29
  Capital Analysts
  Carlsbad, NM
• 2005-05-04 → 2012-06-01
  Cincinnati Analysts, Inc.
  Artesia, NM
  Artesia, NM
  Artesia, NM
  Carlsbad, NM
• 2002-12-10 → 2005-05-03
  Osaic Fa, Inc.
  Artesia, NM

Other Businesses

Busi Name: INSURANCE POSI: 100% OWNER NOB: FIXED INSURANCE PRODUCTS INVEST REL: Y #OF HRS: 15 INVEST REL HRS: 0 START DATE: 01/01/2002 ADDRESS: 202 W. TEXAS AVE, ARTESIA NM 88210 DESC: SALE AND REVIEW OF FIXED INCOME PRODUCTS. Busi Name: ROJA REAL ESTATE POSI: 50% OWNER, WIFE IS 100% OPERATOR AND REAL ESTATE BROKER NOB: REAL ESTATE BROKER INVEST REL: N #OF HRS: 0 INVEST REL HRS: 0 START DATE: 02/14/2011 ADDRESS: 202 W. TEXAS AVE., ARTESIA NM 88210 DESC: I HAVE NO DUTIES IN THIS BUSINESS. Busi Name: MOREAU PROPERTIES POSI: 50% OWNER NOB: COMMERCIAL REAL ESTATE INVEST REL: Y #OF HRS: 10 INVEST REL HRS: 0 START DATE: 09/01/2006 ADDRESS: 302 W. MISSOURI AVE., ARTESIA NM 88210 DESC: COMMERCIAL AND RESIDENTIAL RENTAL Busi Name: MOREAU ASSET MANAGEMENT, LLC POS: OWNER, OPERATOR, 100% NOB: FINANCIAL SERVICES INVEST REL: Y #OF HRS: 200 INVEST REL HRS: 200 START DATE: 01/01/2002 ADDRESS: 202 W. TEXAS AVE, ARTESIA NM 88210 DESC: FIRM MANAGES EMPLOYEES AND OTHER RELATED COSTS. THE FIRM HAS SOME FIXED DIRECT INSURANCE THAT IS PAID DIRECTLY TO FIRM. Busi Name: JARROD L MOREAU POS: City Councilman District 2 NOB: Elected Official INVEST REL: N #OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 04/01/2020 ADDRESS: 302 W. Missouri Ave, Artesia NM 88210 DESC: Managing the direction and decision of my hometown city. Busi Name: MOREAU ASSET MANAGEMENT, LLC POS: Owner NOB: Insurance INVEST REL: Y #OF HOURS: 160 SECURITIES TRADING HRS: 130 START DATE: 01/01/2002 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Owner/Operator Busi Name: KESTRA ADVISORY SERVICES, LLC POS: Financial Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INVEST REL: Y # OF HOURS: 160 SECURITIES TRADING HRS: 130 START DATE: 09/26/2022 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735 DESC: Assist clients with wealth management and investment needs Busi Name: ROJA REAL ESTATE, LLC POS: Spouse NOB: Real Estate INVEST REL: Y # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 02/14/2011 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Wife and I own building which both my business and her business work. Busi Name: 202 W. TEXAS AVE POS: Owner NOB: Real Estate INVEST REL: Y #OF HOURS: 0 SECURITIES TRADING HRS: 0 START DATE: 09/26/2022 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Building that houses my business Busi Name: 202 N. 2ND POS: Owner NOB: Real Estate INVEST REL: Y #OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 09/26/2022 ADDRESS: 202 N 2nd, Artesia NM 88210 DESC: Property management Busi Name: ARTESIA SPECIAL HOSPITAL DISTRICT BOARD MEMBER POS: Chairman NOB: Board position (Board of Directors, Board of Trustees, etc.) INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2019 ADDRESS: PO Box 628, Artesia NM 88210 DESC: Run Board meetings once a month Busi Name: CITY OF ARTESIA- COUNCILMAN POS: Councilman NOB: City Council member INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2020 ADDRESS: 511 W. Texas, Artesia NM 88210 DESC: Managing the direction and decisions of running my hometown government Busi Name: ARTESIA SPECIAL HOSPITAL DISTRICT BOARD MEMBER POS: Chairman NOB: Board position (Board of Directors, Board of Trustees, etc.) INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2019 ADDRESS: PO Box 628, Artesia NM 88210 DESC: Run Board meetings once a month

Exams

• S66 Uniform Combined State Law Examination
  2002-12-05

Other Names

• Jarrod L. Moreau