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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-11-21 |
| OK | RA | APPROVED | 2005-08-10 |
| OH | RA | APPROVED | 2003-07-31 |
Branch Locations
3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States
One Fifth Third Center 110 N. Main Street, Ste. 1600, Dayton, OH 45402 • United States
Centerville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Dayton | OH | 08/2000 | Present |
1) FINANCIAL STRATEGIES FOR SUCCESSFUL RETIREMENT / EDUCATIONAL COURSE / UNIVERSITY OF DAYTON, 300 COLLEGE PARK DAYTON , OH 45469 / INSTRUCTOR / NON PROFIT / START DATE 01/01/2012 / 4 HRS /// 2) JoyRide / 1934 Nutt Road Centerville,OH 45458 / Other/ Charities, Cultural, Educational & Political Organisations / Car club for children with differing abilities / Member of Board of Directors / Managing and maintaining non-profit organization / Start Date 12/28/2016 / Non-Profit /// 3)MONO United States,1350 Lagoon Ave, Suite 1000 MN / mono-1.com/ Other Featured in a commercial and paid for my services. / Other / Other / Start Date 5/17/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-17 |
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