Jonathan Craig Lewis

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-10-08

GA RA
APPROVED

Since 2024-10-08

Branch Locations

Hoschton, GA • United States

2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Cornelia	GA	12/2014	10/2024
South State Bank	Cornelia	GA	12/2014	10/2024
Ameriprise Financial Services, Llc	Duluth	GA	10/2024	Present

12/2014 → 10/2024

Lpl Financial, Llc

Cornelia, GA
12/2014 → 10/2024

South State Bank

Cornelia, GA
10/2024 → Present

Ameriprise Financial Services, Llc

Duluth, GA

Previous Registrations

2014-12-19 → 2024-10-17

Lpl Financial Llc

Winder, GA

Cornelia, GA

Gainesville, GA

Blue Ridge, GA

Commerce, GA

East Ellijay, GA

Gainesville, GA
2011-11-28 → 2014-12-31

Investment Professionals, Inc.

Cumming, GA

Cleveland, GA

Dawsonville, GA

San Antonio, TX

Cartersville, GA
2006-01-09 → 2011-11-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, GA

Laguna Niguel, CA

Gainesville, GA

Gainesville, GA

Greenwood Village, CO

Lincoln, RI

Other Businesses

Business Ownership; Ultimate Racing Helmets, LLC; Owner; Retail; 2409 COTTON GIN ROW, , Jefferson, GA 30549-8814, GA, 30549; Not Investment-Related; 09/18/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-23
S63	Uniform Securities Agent State Law Examination	2002-07-03

S65 Uniform Investment Adviser Law Examination

2005-12-23
S63 Uniform Securities Agent State Law Examination

2002-07-03

Other Names

Jonathan Craig Lewis
Jonathan C Lewis
Jonathan Lewis

View on SEC IAPD