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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 07/2010 | 02/2020 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 02/2020 | 11/2020 |
| Koa Wealth Management Llc | San Diego | CA | 12/2020 | 09/2021 |
| Lpl Financial, Llc | Oceanside | CA | 10/2021 | Present |
| Gladstone Institutional Advisoryllc/Dbagladstone Wealth Partners | Oceanside | CA | 10/2021 | Present |
1. 10/15/2021 - GLADSTONE WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ OCEANSIDE, CA 2. 1/31/2022 - Waypoint Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/27/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 11/14/2024 - Jennifer D'Amico DBA JD Consulting - Rep's business - Owner - Not Investment Related - Home Based - Start DAte 11/01/2024 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-13 |
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