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Randall Carlton Stone

Randall Stone Financial

Chico, CA

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Current Employers
Randall Stone Financial

Chico, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-09
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-09

Branch Locations

Chico, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randall Stone Financial Chico CA 06/2007 Present
Bean Counting Firm, Inc. Chico CA 09/2022 Present
Previous Registrations
  • 2012-01-09 → 2025-12-31
    Chico, CA
  • 2007-06-26 → 2007-12-31
    Chico, CA
  • 2005-01-03 → 2006-12-31
    Brookstreet Securities Corporation
    Chico, CA
    Chico, CA
  • 2003-01-07 → 2004-03-09
    A. G. Edwards & Sons, Inc.
    Chico, CA
  • 2002-10-11 → 2003-01-13
    Morgan Stanley Dw Inc.
    Chico, CA
Other Businesses

RANDALL STONE REAL ESTATE DEVELOPMENT, NON-INVESTMENT RELATED, 1390 GREENWICH DRIVE, CHICO, CA 95926, REAL ESTATE BUILDER AND DEVELOPER, DIRECTOR OF DEVELOPMENT, MANAGE THE DEVELOPMENT, FINANCING, AND ENTITLEMENT PROCESSES FOR CURRENT DEVELOPMENT PROJECTS, MANAGEMENT OF THE PROJECTS UPON COMPLETION IS CONDUCTED THROUGH A SEPARATE BUSINESS ENTITY 40 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES HOURS, START DATE 09/2005 RANDALL STONE, NON-INVESTMENT RELATED, ADJUNCT PROFESSOR, RESPONSIBLE FOR ALL ASPECTS RELATED TO THE COURSE DEVELOPMENT, INSTRUCTION, SUPERVISION OF ALL STUDENTS, 24 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES HOURS, START DATE 09/21/2017. BEAN COUNTING FIRM, NON-INVESTMENT RELATED, 383 CONNORS COURT, SUITE D, CHICO, CA 95926. IRS ENROLLED AGENT, 168 HOURS/MONTH, 90 HOURS/MONTH DURING SECURITIES HOURS, START DATE 10/01/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-19
  • S66 Uniform Combined State Law Examination
    2002-07-19
Other Names
  • Randall Stone

View on SEC IAPD

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