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David Alexander Isley

Abound Investments

Burlington, NC

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Current Employers
Abound Investments

Burlington, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-04-01
  • NC RA
    APPROVED
    Since 2013-04-01

Branch Locations

Burlington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers Raleigh NC 05/2002 Present
  • 05/2002 → Present
    Various Insurance Carriers
    Raleigh, NC
Previous Registrations
  • 2006-02-15 → 2009-09-24
    Park Avenue Securities Llc
    Raleigh, NC
    Raleigh, NC
    Wilson, NC
    Wilson, NC
  • 2002-07-11 → 2004-09-09
    Waddell & Reed
    Raleigh, NC
Other Businesses

NC Life & Health Insurance Agent as David A. Isley

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-29
S63 Uniform Securities Agent State Law Examination 2002-06-14
  • S65 Uniform Investment Adviser Law Examination
    2013-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-06-14
Other Names
  • David Isley Schoolfield

View on SEC IAPD

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