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3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-20 |
| MS | RA | APPROVED | 2023-09-13 |
| TX | RA | APPROVED | 2016-02-18 |
Branch Locations
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 08/2015 | Present |
| Intrua Financial | Houston | TX | 02/2016 | Present |
1. 08/27/2015 - INTRUA FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 8/19/15 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 2/22/2017 - Intrua Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/16/2016 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Intrua Financial, an independent investment advisor firm. I started this business activity in February 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-25 |
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