Keith Alan Johnson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-11-12

TX RA
APPROVED

Since 2020-11-12

Branch Locations

Georgetown, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ffp Securities Inc.	San Antonio	TX	04/2002	Present
Logic Investment Advisors, Llc	San Antonio	TX	04/2001	Present
First Allied Securities, Inc.	Olmos Park	TX	05/2008	09/2022
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Georgetown	TX	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

04/2002 → Present

Ffp Securities Inc.

San Antonio, TX
04/2001 → Present

Logic Investment Advisors, Llc

San Antonio, TX
05/2008 → 09/2022

First Allied Securities, Inc.

Olmos Park, TX
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Georgetown, TX
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2007-01-03 → 2020-11-12

First Allied Advisory Services, Inc.

Chesterfield, MO

Georgetown, TX

Olmos Park, TX
2002-08-23 → 2007-01-03

Ffp Advisory Services Inc

Olmos Park, TX

Other Businesses

1) LOGIC INVESTMENT ADVISORS, LLC; PRESIDENT; DBA; START DATE:6/23/2008. 2) INTERNATIONAL WATERLILY COLLECTION; VOLUNTEER; NON-PROFIT ORGANIZATION; START DATE: 03/31/2022; 8 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-09-04
S66	Uniform Combined State Law Examination	2002-08-20

S65 Uniform Investment Adviser Law Examination

2008-09-04
S66 Uniform Combined State Law Examination

2002-08-20

View on SEC IAPD