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Bavy Uriah Lopez

Mml Investors Services, LLC

Knoxville, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
TN RA APPROVED 2010-02-26
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • TN RA
    APPROVED
    Since 2010-02-26

Branch Locations

1225 Weisgarber Rd. Ste. 180, Knoxville, TN 37909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Knoxville TN 02/2010 Present
Mml Investors Services Knoxville TN 02/2010 Present
  • 02/2010 → Present
    Massmutual Life Insurance Company
    Knoxville, TN
  • 02/2010 → Present
    Mml Investors Services
    Knoxville, TN
Previous Registrations
  • 2005-09-02 → 2010-03-02
    First Command Brokerage Services, Inc.
    Knoxville, TN
    Clarksville, TN
    Clarksville, TN
  • 2005-02-23 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-01
S63 Uniform Securities Agent State Law Examination 2002-07-06
  • S65 Uniform Investment Adviser Law Examination
    2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    2002-07-06

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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