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Thomas D Bray

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Austin TX 06/2009 07/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2025
Ubs Financial Services Inc. Austin TX 07/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 07/2025
    Morgan Stanley
    Austin, TX
  • 01/2015 → 07/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Austin, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01
Designations
Other Names
  • Tom D Bray

View on SEC IAPD

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