Christopher Scott Hance

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-21
NC	RA	APPROVED	2019-11-25

TX RA
APPROVED_RES

Since 2025-08-21
NC RA
APPROVED

Since 2019-11-25

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Huntersville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	06/2006	07/2019
Tiaa	Charlotte	NC	06/2006	07/2019
Tiaa	Charlotte	NC	11/2019	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	11/2019	Present
Unemployed - Laid Off	Charlotte	NC	07/2019	11/2019

06/2006 → 07/2019

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
06/2006 → 07/2019

Tiaa

Charlotte, NC
11/2019 → Present

Tiaa

Charlotte, NC
11/2019 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
07/2019 → 11/2019

Unemployed - Laid Off

Charlotte, NC

Previous Registrations

2006-06-29 → 2019-07-25

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Charlotte, NC
2002-09-04 → 2006-06-07

Ameriprise Financial Services, Llc

Columbia, MD

Lincolnton, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-07

S66 Uniform Combined State Law Examination

2002-08-07