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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-05-28 |
Branch Locations
444 N Michigan Ave Ste 500, Chicago, IL 60611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2001 | Present |
| Northwestern Mutual Investment Services, Llc. | Waterloo | IA | 05/2002 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. FINANCE COMMITTEE MEMBER, RIDGEMOOR COUNTRY CLUB, 6601 W GUNNISON ST, HARWOOD HEIGHTS, , ILLINOIS, 60706, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE- PROVIDE ADVICE AND DIRECTION ON THE FINANCIALS OF RIDGEMOOR COUNTRY CLUB; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-01 |
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