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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2004-05-24
  • MT RA
    APPROVED
    Since 2004-05-24

Branch Locations

19 36Th St W, Billings, MT 59102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Billings MT 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

36TH ST PLAZA OWNERS ASSOCIATION POSITION: Secretary NATURE: HOA for our small complex of 5 business units. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2020 ADDRESS: 19 36th St W Ste2, Billings MT 59102, United States DESCRIPTION: I provide agenda and written minutes for our annual meeting of owners. Sometimes written minutes for other miscellaneous meetings. GONGSHOW, LLC POSITION: Owner NATURE: Recreational Activities Club INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 19 36th St W Ste2, Billings MT 59102, United States DESCRIPTION: I host a weekly hockey ice time for a group of friends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 2002-05-21
  • S66 Uniform Combined State Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    2002-05-21

View on SEC IAPD

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