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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-03-28 |
Branch Locations
1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States
Providence, RI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Warwick | RI | 02/2011 | 04/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 04/2017 |
| Mml Investors Services, Llc | New London | CT | 03/2017 | 04/2017 |
| Edward Jones | St. Louis | MO | 05/2017 | 03/2023 |
| Ameriprise Financial Services | Providence | RI | 03/2023 | 03/2023 |
| Ameriprise Financial Services, Llc | Providence | RI | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Providence | RI | 03/2023 | Present |
Board of Directors; RENEW Energy Initiative; Board Member; PO Box 8217, , Cranston, RI, 2920; Not Investment-Related; 09/07/2022; 1 to 9 hours per month; 0 during trading hours / Community Preparatory School; Development Committee; 135 prairie ave, , Providence, RI, 2905; Not Investment-Related; 01/05/2020; 1 to 9 hours per month; 0 during trading hours / Community Action Board; Board Member; 345 Blackstone Blvd, , Providence, RI, 02906; Not Investment-Related; 11/14/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-27 |
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