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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-27 |
| DE | RA | APPROVED | 2026-03-25 |
| IN | RA | APPROVED | 2025-01-12 |
| MI | RA | APPROVED | 2024-01-19 |
| ID | RA | APPROVED | 2023-10-06 |
| NC | RA | APPROVED | 2023-06-06 |
| CO | RA | APPROVED | 2022-10-28 |
| NY | RA | APPROVED | 2022-10-03 |
| FL | RA | APPROVED | 2022-02-24 |
| OR | RA | APPROVED | 2021-10-15 |
| OK | RA | APPROVED | 2020-05-21 |
| CA | RA | APPROVED | 2020-04-13 |
| AR | RA | APPROVED | 2018-10-05 |
| WY | RA | APPROVED | 2018-07-25 |
| TX | RA | APPROVED | 2015-11-06 |
| AZ | RA | APPROVED | 2014-10-22 |
| NJ | RA | APPROVED | 2014-06-09 |
| WA | RA | APPROVED | 2014-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Bellevue | WA | 04/2002 | Present |
| Guardian | Bothell | WA | 05/2014 | 06/2019 |
| Park Ave Securities | Bothell | WA | 06/2014 | 06/2019 |
| Guardian Life Insurance | Kirkland | WA | 06/2019 | 10/2021 |
| Park Avenue Securities | Kirkland | WA | 06/2019 | 10/2021 |
| Guardian Life Insurance Company | Bothell | WA | 10/2021 | 09/2024 |
| Park Avenue Securities | Bothell | WA | 10/2021 | 09/2024 |
| Guardian Life Insurance Company | Woodinville | WA | 06/2024 | Present |
| Park Avenue Securities | Woodinville | WA | 06/2024 | Present |
| Guardian Life Insurance Company | Bellevue | WA | 09/2024 | 08/2026 |
| Park Avenue Securities | Bellevue | WA | 09/2024 | 08/2026 |
| Guardian Life Insurance Company | Lynnwood | WA | 08/2026 | Present |
| Park Avenue Securities | Lynnwood | WA | 08/2026 | Present |
1. Broker - Outside Insurance-plan to use a different vendor for life, disability and long term care products as necessary, Start: 04/01/2002, Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033, Hrs per month - Tot/Bus: 4/2, Investment related, 2. Quantified Financial Partners, LLC-The purpose for this LLC is replace the previous name to become compliant with the state of Washington. This name will be used for marketing purposes,. Start: 08/01/2016, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 0 hrs per month, Investment related, 3. Article writer-Republishing blog articles on other sites, Start: 09/08/2017, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 1 non bus hr per month, Not investment related, 4. Writer-Ebook-E-book to put on our DBA website,. Start: 06/29/2018, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 1 non bus hr per month, Not Investment related, 5. Ohio National-Write Ohio National as an additional carrier when Guardian isn't a good fit., Start: 08/31/2018, Address: 803 Kirkland Ave Ste 103, Kirkland, WA 98033, 1 bus hr per month, Investment related, 1 hour/month, 1 hour during trading, Less than 10% of annual income. 6. Built for Life not just Wealth-This is a podcast for Marketing, Start: 08/07/2019, Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033, 5 hours/month, 1 hour during trading, Not investment related, 7. Volunteering for a political campaign-I have been asked by a close friend who is not a current client to assist on his campaign. He is a candidate for Bothell, WA city council. This would likely be phone calls and/or sign waiving, Start: 10/10/2019, Address: Bothell, WA, 10 non bus hrs per month, Not investment related, 8. NAIFA Board Member, Start Date: 4/1/2009, Address: 2400 NW 80th St., PMB 140, Seattle, WA 98117, 5 hours/month, 2.5 hours/month during trading, Not investment related, No compensation. 10. Finance Committee for Woodinville Chamber of Commerce, Start Date: 8/1/2025, Address: 13901 NE 175th St., Suite N, Woodinville, WA 98072, Not investment related, No compensation, 11) NAIFA-President Elect, Nature of Business: association network advocating at the state, interstate, and federal levels, Start date: 01/01/2026, Address: 2400 NW 80th Street PMB 140| Seattle, Washington 98117, Duties: President, 10 total hours per month; 2 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-02 |
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