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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-27
DE RA APPROVED 2026-03-25
IN RA APPROVED 2025-01-12
MI RA APPROVED 2024-01-19
ID RA APPROVED 2023-10-06
NC RA APPROVED 2023-06-06
CO RA APPROVED 2022-10-28
NY RA APPROVED 2022-10-03
FL RA APPROVED 2022-02-24
OR RA APPROVED 2021-10-15
OK RA APPROVED 2020-05-21
CA RA APPROVED 2020-04-13
AR RA APPROVED 2018-10-05
WY RA APPROVED 2018-07-25
TX RA APPROVED 2015-11-06
AZ RA APPROVED 2014-10-22
NJ RA APPROVED 2014-06-09
WA RA APPROVED 2014-06-06
  • IL RA
    APPROVED
    Since 2026-03-27
  • DE RA
    APPROVED
    Since 2026-03-25
  • IN RA
    APPROVED
    Since 2025-01-12
  • MI RA
    APPROVED
    Since 2024-01-19
  • ID RA
    APPROVED
    Since 2023-10-06
  • NC RA
    APPROVED
    Since 2023-06-06
  • CO RA
    APPROVED
    Since 2022-10-28
  • NY RA
    APPROVED
    Since 2022-10-03
  • FL RA
    APPROVED
    Since 2022-02-24
  • OR RA
    APPROVED
    Since 2021-10-15
  • OK RA
    APPROVED
    Since 2020-05-21
  • CA RA
    APPROVED
    Since 2020-04-13
  • AR RA
    APPROVED
    Since 2018-10-05
  • WY RA
    APPROVED
    Since 2018-07-25
  • TX RA
    APPROVED
    Since 2015-11-06
  • AZ RA
    APPROVED
    Since 2014-10-22
  • NJ RA
    APPROVED
    Since 2014-06-09
  • WA RA
    APPROVED
    Since 2014-06-06

Branch Locations

19105 36Th Ave Suite 101, Lynwood, WA 98036 • United States

Woodinville, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Bellevue WA 04/2002 Present
Guardian Bothell WA 05/2014 06/2019
Park Ave Securities Bothell WA 06/2014 06/2019
Guardian Life Insurance Kirkland WA 06/2019 10/2021
Park Avenue Securities Kirkland WA 06/2019 10/2021
Guardian Life Insurance Company Bothell WA 10/2021 09/2024
Park Avenue Securities Bothell WA 10/2021 09/2024
Guardian Life Insurance Company Woodinville WA 06/2024 Present
Park Avenue Securities Woodinville WA 06/2024 Present
Guardian Life Insurance Company Bellevue WA 09/2024 08/2026
Park Avenue Securities Bellevue WA 09/2024 08/2026
Guardian Life Insurance Company Lynnwood WA 08/2026 Present
Park Avenue Securities Lynnwood WA 08/2026 Present
  • 04/2002 → Present
    Penn Mutual Life Ins Co
    Bellevue, WA
  • 05/2014 → 06/2019
    Guardian
    Bothell, WA
  • 06/2014 → 06/2019
    Park Ave Securities
    Bothell, WA
  • 06/2019 → 10/2021
    Guardian Life Insurance
    Kirkland, WA
  • 06/2019 → 10/2021
    Park Avenue Securities
    Kirkland, WA
  • 10/2021 → 09/2024
    Guardian Life Insurance Company
    Bothell, WA
  • 10/2021 → 09/2024
    Park Avenue Securities
    Bothell, WA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Woodinville, WA
  • 06/2024 → Present
    Park Avenue Securities
    Woodinville, WA
  • 09/2024 → 08/2026
    Guardian Life Insurance Company
    Bellevue, WA
  • 09/2024 → 08/2026
    Park Avenue Securities
    Bellevue, WA
  • 08/2026 → Present
    Guardian Life Insurance Company
    Lynnwood, WA
  • 08/2026 → Present
    Park Avenue Securities
    Lynnwood, WA
Previous Registrations
Other Businesses

1. Broker - Outside Insurance-plan to use a different vendor for life, disability and long term care products as necessary, Start: 04/01/2002, Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033, Hrs per month - Tot/Bus: 4/2, Investment related, 2. Quantified Financial Partners, LLC-The purpose for this LLC is replace the previous name to become compliant with the state of Washington. This name will be used for marketing purposes,. Start: 08/01/2016, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 0 hrs per month, Investment related, 3. Article writer-Republishing blog articles on other sites, Start: 09/08/2017, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 1 non bus hr per month, Not investment related, 4. Writer-Ebook-E-book to put on our DBA website,. Start: 06/29/2018, Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033, 1 non bus hr per month, Not Investment related, 5. Ohio National-Write Ohio National as an additional carrier when Guardian isn't a good fit., Start: 08/31/2018, Address: 803 Kirkland Ave Ste 103, Kirkland, WA 98033, 1 bus hr per month, Investment related, 1 hour/month, 1 hour during trading, Less than 10% of annual income. 6. Built for Life not just Wealth-This is a podcast for Marketing, Start: 08/07/2019, Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033, 5 hours/month, 1 hour during trading, Not investment related, 7. Volunteering for a political campaign-I have been asked by a close friend who is not a current client to assist on his campaign. He is a candidate for Bothell, WA city council. This would likely be phone calls and/or sign waiving, Start: 10/10/2019, Address: Bothell, WA, 10 non bus hrs per month, Not investment related, 8. NAIFA Board Member, Start Date: 4/1/2009, Address: 2400 NW 80th St., PMB 140, Seattle, WA 98117, 5 hours/month, 2.5 hours/month during trading, Not investment related, No compensation. 10. Finance Committee for Woodinville Chamber of Commerce, Start Date: 8/1/2025, Address: 13901 NE 175th St., Suite N, Woodinville, WA 98072, Not investment related, No compensation, 11) NAIFA-President Elect, Nature of Business: association network advocating at the state, interstate, and federal levels, Start date: 01/01/2026, Address: 2400 NW 80th Street PMB 140| Seattle, Washington 98117, Duties: President, 10 total hours per month; 2 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-02
  • S66 Uniform Combined State Law Examination
    2002-05-02

View on SEC IAPD

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