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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-12
NJ RA APPROVED 2024-12-11
  • TX RA
    APPROVED_RES
    Since 2024-12-12
  • NJ RA
    APPROVED
    Since 2024-12-11

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

331 Newman Springs Rd [By-Rbo], Red Bank, NJ 07701 • United States

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Southampton PA 08/2012 06/2019
Jp Morgan Securities, Llc Manasquan NJ 06/2019 Present
Jp Morgan Chase Bank, N.A. Manasquan NJ 06/2019 12/2024
Wells Fargo Clearing Services, Llc Marlton NJ 12/2024 Present
Previous Registrations
  • 2019-06-21 → 2024-12-10
    Wall Township, NJ
    Franklin Park, NJ
    Colts Neck, NJ
    Toms River, NJ
    Forked River, NJ
    Bradley Beach, NJ
    Fair Haven, NJ
    North Brunswick, NJ
    Monmouth Junction, NJ
    Hamilton, NJ
    Brick, NJ
    Hazlet, NJ
    Englishtown, NJ
    Lakewood, NJ
    Toms River, NJ
    Little Egg Harbor Twp, NJ
    Old Bridge, NJ
    Monroe, NJ
    Middletown, NJ
    Manchester, NJ
    Long Branch, NJ
    Manasquan, NJ
    Ewing, NJ
    Manalapan, NJ
    Freehold, NJ
    Princeton, NJ
    Robbinsville, NJ
    Robbinsville, NJ
    Pennington, NJ
    Trenton, NJ
    Neptune, NJ
    Shrewsbury, NJ
    Red Bank, NJ
    Trenton, NJ
    Lawrenceville, NJ
    West Windsor, NJ
    Matawan, NJ
    Howell, NJ
    Freehold, NJ
    Manasquan, NJ
    Manahawkin, NJ
    Deal, NJ
    Hamilton Square, NJ
    Wall Township, NJ
    Lakewood, NJ
    East Windsor, NJ
    Red Bank, NJ
    Jackson, NJ
    Lakewood, NJ
    Marlboro, NJ
    Toms River, NJ
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Edison, NJ
    Warren, NJ
    East Brunswick, NJ
    New Brunswick, NJ
    Basking Ridge, NJ
    Middletown, NJ
    Bedminster, NJ
    E. Rutherford, NJ
    Jersey City, NJ
    Newark, NJ
    Jersey City, NJ
    Hoboken, NJ
    Lodi, NJ
    Nutley, NJ
    Belleville, NJ
    Hoboken, NJ
    Fort Lee, NJ
    West New York, NJ
    Parlin, NJ
    Somerville, NJ
    Scotch Plains, NJ
    N. Arlington, NJ
    Secaucus, NJ
    Bayonne, NJ
    Teaneck, NJ
    Bound Brook, NJ
    Somerset, NJ
    Clinton, NJ
    North Bergen, NJ
    Teaneck, NJ
    Newark, NJ
    Lyndhurst, NJ
    Ridgefield, NJ
    Edgewater, NJ
    Maywood, NJ
    South Plainfield, NJ
    Hazlet, NJ
    Princeton, NJ
    Red Bank, NJ
    Flemington, NJ
    Phillipsburg, NJ
    Somerset, NJ
    Hillsborough, NJ
    East Brunswick, NJ
    Wallington, NJ
    Hackensack, NJ
    Newark, NJ
    Jersey City, NJ
    Union City, NJ
    Plainfield, NJ
    Palisades Park, NJ
    Kearney, NJ
    Jersey City, NJ
    Rutherford, NJ
    Hackensack, NJ
    Englewood, NJ
    Metuchen, NJ
    Piscataway, NJ
    Berkeley Heights, NJ
    Montclair, NJ
    Upper Montclair, NJ
    Paterson, NJ
    Summit, NJ
    Cranford, NJ
    Union, NJ
    Elizabeth, NJ
    Perth Amboy, NJ
    Hillside, NJ
    Millburn, NJ
    Woodland Park, NJ
    Florham Park, NJ
    Clifton, NJ
    Orange, NJ
    Passaic, NJ
    East Hanover, NJ
    Elmwood Park, NJ
    South Orange, NJ
    Roselle, NJ
    Short Hills, NJ
    Verona, NJ
    Garfield, NJ
    Fairfield, NJ
    Colonia, NJ
    Linden, NJ
    Westfield, NJ
    Clifton, NJ
    Paterson, NJ
    Cedar Grove, NJ
    West Orange, NJ
    Avenel, NJ
    New York, NY
  • 2012-08-22 → 2019-06-11
    Southampton, PA
    Newton, PA
    Newtown, PA
    Richboro, PA
    Southampton, PA
    Plymouth Meeting, PA
    Richboro, PA
    Smithfield, RI
    Conshohocken, PA
    Deep River, CT
  • 2011-08-30 → 2012-08-20
    Mount Holly, NJ
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Cherry Hill, NJ
    Palmyra, NJ
  • 2010-12-10 → 2011-08-24
    Moorestown, NJ
    Haddon Township, NJ
  • 2007-05-30 → 2010-12-22
    Yardville, NJ
    Ewing, NJ
    Hamilton, NJ
    Hamilton, NJ
    Ewing, NJ
    Bordentown, NJ
    Trenton, NJ
    Ewing, NJ
    Ewing, NJ
    Trenton, NJ
    Bordentown, NJ
    Trenton, NJ
    Hamilton, NJ
    Hamilton, NJ
    Princeton, NJ
    Trenton, NJ
  • 2003-10-15 → 2007-05-23
    Pennington, NJ
    Pennington, NJ
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-14
S63 Uniform Securities Agent State Law Examination 2002-05-10
  • S66 Uniform Combined State Law Examination
    2003-10-14
  • S63 Uniform Securities Agent State Law Examination
    2002-05-10
Other Names
  • Rolond Toro
  • Raul Rolond Toro
  • Raul R. Toro

View on SEC IAPD

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