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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
MD RA APPROVED 2017-12-21
DC RA APPROVED 2017-10-11
TX RA APPROVED_RES 2006-02-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • MD RA
    APPROVED
    Since 2017-12-21
  • DC RA
    APPROVED
    Since 2017-10-11
  • TX RA
    APPROVED_RES
    Since 2006-02-10

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Bethesda, MD • United States

7501 Wisconsin Ave Wk North, Md, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2003 Present
Bank Of America, N.A. New York NY 05/2011 Present
Other Businesses

I*3549265 Entity Type: N/A Name of OBA: MLPF& S CUST FPO E J P IRA FBO E J P Address: bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3549266 Entity Type: N/A Name of OBA: MLPF& S CUST FPO E J P IRA FBO E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3549267 Entity Type: N/A Name of OBA: E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3549268 Entity Type: N/A Name of OBA: MLPF& S CUST FPO E J P IRA FBO E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3549269 Entity Type: N/A Name of OBA: E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3549270 Entity Type: N/A Name of OBA: E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3550265 Entity Type: N/A Name of OBA: E J P Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/15/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-22
  • S66 Uniform Combined State Law Examination
    2003-07-22

View on SEC IAPD

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