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Gregory James Fuller

Principal Securities, Inc.

Omaha, NE

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-04-30
  • NE RA
    APPROVED
    Since 2026-04-30

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 03/2011 06/2021
Securities America Advisors, Inc. Lavista NE 08/2012 06/2021
Arbor Point Advisors La Vista NE 05/2013 06/2021
Kestra Investment Services, Llc Austin TX 08/2021 04/2026
Kestra Advisory Services, Llc Austin TX 08/2021 04/2026
Principal Life Insurance Company Omaha NE 04/2026 Present
Principal Securities, Inc. Omaha NE 04/2026 Present
  • 03/2011 → 06/2021
    Securities America Inc.
    La Vista, NE
  • 08/2012 → 06/2021
    Securities America Advisors, Inc.
    Lavista, NE
  • 05/2013 → 06/2021
    Arbor Point Advisors
    La Vista, NE
  • 08/2021 → 04/2026
    Kestra Investment Services, Llc
    Austin, TX
  • 08/2021 → 04/2026
    Kestra Advisory Services, Llc
    Austin, TX
  • 04/2026 → Present
    Principal Life Insurance Company
    Omaha, NE
  • 04/2026 → Present
    Principal Securities, Inc.
    Omaha, NE
Previous Registrations
  • 2021-08-05 → 2026-04-16
    Kestra Advisory Services, Llc
    Omaha, NE
    Austin, TX
  • 2012-08-02 → 2021-06-03
    Securities America Advisors, Inc.
    La Vista, NE
  • 2013-05-28 → 2021-06-03
    Arbor Point Advisors
    La Vista, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-27
S63 Uniform Securities Agent State Law Examination 2003-05-14
  • S65 Uniform Investment Adviser Law Examination
    2012-07-27
  • S63 Uniform Securities Agent State Law Examination
    2003-05-14
Other Names
  • Greg James Fuller

View on SEC IAPD

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