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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-08-04 |
Branch Locations
1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States
Ellijay, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Miami | FL | 07/2016 | Present |
| Hsbc Bank Usa, N.A. | Miami | FL | 07/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. 1. The name of the other business; Rental Property in Georgia 2. Whether the business is investment-related; No 3. The address of the other business; 56 Monica CT, Ellijay, GA 30540 4. The nature of the other business; Rental Property 5. Your position; Owner 6. Title, or relationship with the other business; Owner 7. The start date of your relationship; 8/15/2026 8. The approximate number of hours/month you devote to the other business; 0 9. The number of hours you devote to the other business during securities trading hours; 0 10. Briefly describe your duties relating to the other business; I am the owner of a rental property in Georgia. There is no LLC involved. 0 days for this activity because my involvement is expected to be minimal, as the property is managed by a vacation rental management company, Evolve.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-03 |
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