Frederick D Ball

Current Employers

Fd Ball Investment Advisors, Llc

Las Vegas, NV • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-08-11
NV	RA	APPROVED	2011-02-01

CA RA
APPROVED

Since 2020-08-11
NV RA
APPROVED

Since 2011-02-01

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fd Ball Investment Advisors, Llc	Las Vegas	NV	12/2010	Present

12/2010 → Present

Fd Ball Investment Advisors, Llc

Las Vegas, NV

Previous Registrations

2010-03-01 → 2010-12-07

Investment Advisors International, Inc.

Portland, OR

Las Vegas, NV

Las Vegas, NV

Other Businesses

ENITY: LIFE VANTAGE INC; NATURE: HEALTH & WELLNESS PRODUCTS SALES; POSITION: DISTRIBUTOR; STARTED: 5/2010; HOURS: 5/MO; NON-SECURITIES RELATED ENTITY: WELL SOURCE LLC; NATURE: HEALTH & WELLNESS PRODUCTS; POSITION: OWNER; STARTED: 5/2010; HOURS: 5; NON-SECURITIES RELATED ENTITY: SELF; NATURE: FIXED INSURANCE SALES; STARTED: 5/2006;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-25
S63	Uniform Securities Agent State Law Examination	2002-09-23

S65 Uniform Investment Adviser Law Examination

2010-01-25
S63 Uniform Securities Agent State Law Examination

2002-09-23

View on SEC IAPD