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Anthony B Raia

Equitable Advisors, LLC

Wheaton, IL

Oak Brook, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-19
IL RA APPROVED 2002-07-17
  • TX RA
    APPROVED_RES
    Since 2009-02-19
  • IL RA
    APPROVED
    Since 2002-07-17

Branch Locations

Wheaton, IL • United States

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2002 06/2020
Equitable Advisors, Llc New York NY 06/2002 Present
Other Businesses

DBA, WELLS, ROSELIEB & RAIA WEALTH MANAGEMENT, LLC, MEMBER, OPERATIONAL EXPENSES AND PAYROLL, START DATE 01.2019, 4 HOURS PER MONTH, NO COMP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-26
  • S66 Uniform Combined State Law Examination
    2002-06-26
Other Names
  • Tony Barrett Raia
  • Anthony B Raia
  • Tony B Raia

View on SEC IAPD

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