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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-23 |
| WA | RA | APPROVED | 2018-01-09 |
Branch Locations
1153 16Th Sve Se, Minneapolis, MN 55414 • United States
1321 Officers Row, Ste B, Vancouver, WA 98661 • United States
Battle Ground, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Stanwood | WA | 10/2009 | 12/2017 |
| Financial Advocates Investment Management | Stanwood | WA | 12/2014 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2018 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. DAVIS GLOBAL WEALTH MANAGEMENT, 1321 OFFICERS ROW STE B, VANCOUVER, WA, 01/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/WK-2/TRADING. 3. DAVIS GLOBAL WEALTH MANAGEMENT, 1321 OFFICERS ROW STE B, VANCOUVER, WA, 01/2018. OWNER,FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-6/TRADING. 4. WITS FINANCIAL, 1153 16th Ave SE, Minneapolis MN 55414, United States, 09/01/2025, Owner, DBA Name, NIR, 40 HR/MO - 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-17 |
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