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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing, Llc | St. Louis | MO | 04/2009 | 08/2018 |
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 08/2018 |
| Wells Fargo Securities Llc | St. Louis | MO | 08/2018 | 09/2024 |
| Saxony Securities, Inc | St. Louis | MO | 02/2025 | Present |
| City Of St. Louis | Saint Louis | MO | 12/2024 | 01/2025 |
| Saxony Capital Management, Llc | St. Louis | MO | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-26 |
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