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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-27 |
| MN | RA | APPROVED | 2013-11-04 |
Branch Locations
1100-1800 American Blvd, Pennington, NJ 08534 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Minneapolis | MN | 04/2007 | Present |
Status: APPRVD I*72376 For profit or not for profit: For-Profit Organization Name of outside business organization: Prominence Creek Homeowner's Association Investment related: N Address of business: Maple Grove, Minnesota 55311 Nature of business: homeowners association for 63 homes, Position, title, association: Director, Start date of relationship: 1/19/2021 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: minimal responsibility
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-31 |
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