Mary H Goesel

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-06-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	05/2010	04/2017
Tiaa	Chicago	IL	04/2017	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Chicago	IL	04/2017	11/2020
Bank Of America	Chicago	IL	08/2015	04/2017
Facet Wealth	Flossmoor	IL	01/2021	07/2021
Facet Wealth	Flossmoor	IL	01/2021	07/2021
Charles Schwab & Co., Inc.	Chicago	IL	08/2021	Present
Schwab Wealth Advisory Inc	Chicago	IL	06/2025	Present

05/2010 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
04/2017 → 11/2020

Tiaa

Chicago, IL
04/2017 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Chicago, IL
08/2015 → 04/2017

Bank Of America

Chicago, IL
01/2021 → 07/2021

Facet Wealth

Flossmoor, IL
01/2021 → 07/2021

Facet Wealth

Flossmoor, IL
08/2021 → Present

Charles Schwab & Co., Inc.

Chicago, IL
06/2025 → Present

Schwab Wealth Advisory Inc

Chicago, IL

2021-01-21 → 2021-08-06

Facet

West Palm Beach, FL

Flossmoor, IL
2017-05-04 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Chicago, IL
2010-06-22 → 2017-04-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Akron, OH

Indianapolis, IN

Chicago, IL

Chicago, IL

Fort Lauderdale, FL

Charlotte, NC

Indianapolis, IN

Chicago, IL

Indianapolis, IN

Oak Brook, IL

Indianapolis, IN

Chicago, IL

Chicago, IL
2009-11-06 → 2010-04-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
2007-04-11 → 2009-10-23

Banc Of America Investment Services, Inc.

Boston, MA
2004-02-11 → 2006-04-27

Banc Of America Investment Services, Inc.

Charlotte, NC

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-23

Other Firms