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Inactive

Bugra Bakan

Occidental Asset Management, LLC

Burlingame, CA

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Current Employers
Occidental Asset Management, Llc

301 California Drive #9, Burlingame, CA 94010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-11
TX RA APPROVED 2020-12-11
  • CA RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED
    Since 2020-12-11

Branch Locations

301 California Drive #9, Burlingame, CA 94010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shield Wealth Management Mill Valley CA 10/2010 10/2020
Occidental Asset Management, Llc Burlingame CA 10/2020 Present
Previous Registrations
  • 2011-01-11 → 2020-11-22
    Shield Wealth Management
    Sausalito, CA
  • 2005-05-17 → 2007-06-11
    Td Ameritrade, Inc.
    Corte Madera, CA
    San Rafael, CA
  • 2006-04-25 → 2007-06-11
    Td Ameritrade Investment Management, Llc
    San Rafael, CA
  • 2004-07-06 → 2005-05-31
    Rbc Capital Markets, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-06
S66 Uniform Combined State Law Examination 2004-07-02
S63 Uniform Securities Agent State Law Examination 2002-04-23
  • S65 Uniform Investment Adviser Law Examination
    2011-01-06
  • S66 Uniform Combined State Law Examination
    2004-07-02
  • S63 Uniform Securities Agent State Law Examination
    2002-04-23
Designations

View on SEC IAPD

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Other Investors

KONSTANTINOS STATHOPOULOS
ASEL VLADYCHKIN
JONATHAN REYNOLDS
JOHN ROBERT OGILVIE
DARRIN ANDREW CHOW
RICHA RASTOGI
JACKSON WILLIAMS KEMPKER
ELENA NETTA FASSIO

Other Offices

STRATEGIC ADVISERS LLC · BURLINGAME, CA
JARIS ASSET MANAGEMENT · BURLINGAME, CA
HOMEBREW VENTURES · BURLINGAME, CA
YK BIOVENTURES · BURLINGAME, CA
J.P. MORGAN SECURITIES LLC · BURLINGAME, CA
INDEPENDENCE SQUARE HOLDINGS, LLC · Burlingame, CA
REFACTOR CAPITAL MANAGEMENT, LLC · BURLINGAME, CA
POPLAR POINT CAPITAL MANAGEMENT LLC · BURLINGAME, CA

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