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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

500 E Broward Blvd Ste 2000, Ft Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/2015 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2015 Present
Other Businesses

1.100% OWNER, YOGA INSTRUCTOR, 335 S BISCAYNE BLVD, MIAMI, , FLORIDA, 33131, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/07/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, YOGA TEACHER 2. 100% OWNER, 335 S BISCAYNE BLVD, 1801, 335 S BISCAYNE BLVD, 1801, MIAMI, , FLORIDA, 33131, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/10/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-14
S63 Uniform Securities Agent State Law Examination 2004-02-27
  • S66 Uniform Combined State Law Examination
    2012-05-14
  • S63 Uniform Securities Agent State Law Examination
    2004-02-27
Other Names
  • Nora Latos-Gustafson
  • Nora Latos-Gustafson

View on SEC IAPD

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