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1804 W. Union Ave., Suite 202, Tacoma, WA 98405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-09 |
Branch Locations
1804 W. Union Ave., Suite 202, Tacoma, WA 98405 • United States
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-05-25 |
Branch Locations
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cathersal Investments | University Place | WA | 01/2007 | Present |
| Securities America, Inc. | Tacoma | WA | 11/2020 | 05/2022 |
| Securities America Advisors, Inc. | Tacoma | WA | 11/2020 | 05/2022 |
| Arbor Point Advisors | Tacoma | WA | 11/2020 | 05/2022 |
| Penny Lane Wealth Management, Llc | Tacoma | WA | 08/2022 | Present |
| Alexander Capital, L.P. | New York | NY | 05/2022 | Present |
| Alexander Capital Wealth Management Llc | Tacoma | WA | 05/2022 | Present |
1)Alexander Capital Wealth Management LLC; Yes; Tacoma, WA; Financial; IAR; 05/2022; 40/ MO; 20/ Security Hours 2)Alexander Capital, L.P.; Yes; New York, NY; Insurance Agent; 05/2022; 5/ MO; 0 Security Hours 3)Alexander Capital, L.P. Yes; New York, NY; Registered Representative; 05/2022; 34/ MO; 20 Security Hours 4)Cathersal Investments, INC.;Yes; 2403 N Alder St. Tacoma WA. 98406; Financial; President; 01/2007; 1/ MO; 0 Security Hours 5) Penny Lane Wealth Management; Investment related; 1804 W Union Ave Tacoma, WA 98405; IAR; Investment Advisor; 08/03/2022; 10hrs; IA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-02 |
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