Daniel Joseph Lane

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-06-29

OH RA
APPROVED

Since 2023-06-29

Branch Locations

Andover, OH • United States

3200 W Market St Ste 300, Akron, OH 44333 • United States

Financial Management Strategies, Inc.

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-02-15
OH	RA	APPROVED	2010-03-18

PA RA
APPROVED

Since 2018-02-15
OH RA
APPROVED

Since 2010-03-18

Branch Locations

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Symbiotries, Inc.	Wexford	PA	10/2017	Present
Lane Legacy Advisors, Llc	Valley View	OH	03/2018	Present
Financial Management Strategies, Inc.	Cleveland	OH	03/2010	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
10/2017 → Present

Symbiotries, Inc.

Wexford, PA
03/2018 → Present

Lane Legacy Advisors, Llc

Valley View, OH
03/2010 → Present

Financial Management Strategies, Inc.

Cleveland, OH
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2010-03-01 → 2013-09-03

Walnut Street Securities, Inc.

Valley View, OH
2002-08-21 → 2010-03-02

Ameriprise Financial Services, Llc

Westlake, OH

Independence, OH

Other Businesses

1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS FOR 15HRS/WK SINCE 02/2010 2) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. - CRD# 120818; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: PART OWNER; START DATE: 1/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT; 3) NAME OF OTHER BUSINESS: LANE LEGACY ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS PAYROLL START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA USED FOR PAYROLL AND TAXES ; 4) NAME OF OTHER BUSINESS: PILLAR FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: FOUNDING PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;