Best Investors
Account
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Best Investors
Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-02 |
Branch Locations
227 West Monroe, Suite 2050, Chicago, IL 60606 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-11 |
| IL | RA | APPROVED | 2022-08-10 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 11/2011 | 08/2022 |
| J.P. Morgan Chase Bank, Na | Chicago | IL | 01/2017 | 08/2022 |
| Rockefeller Financial Llc | Chicago | IL | 08/2022 | Present |
| Rockefeller Capital Management | Chicago | IL | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-16 |
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