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Elizabeth Anne Oconnor

The Huntington Investment Company

Chicago, IL

Denver, CO

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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-09-23
  • CO RA
    APPROVED
    Since 2022-09-23

Branch Locations

West Osj - Lasalle Office 222 N Lasalle Street, Suite 12-222, Chicago, IL 60601 • United States

4601 Dtc Blvd. Ste. 800, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 08/2022
The Huntington Investment Company Columbus OH 09/2022 Present
The Huntington National Bank Greenwood Village CO 08/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-08-11
    Wells Fargo Clearing Services, Llc
    Denver, CO
    Minneapolis, MN
    Minneapolis, MN
    Tarpon Springs, FL
  • 2002-07-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-06
S66 Uniform Combined State Law Examination 2002-07-23
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
  • S66 Uniform Combined State Law Examination
    2002-07-23
Designations
Other Names
  • Elizabeth Anne May
  • Liz O'COnnor
  • Elizabeth Anne O'COnnor

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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