Best Investors
Account
Sign in
Best Investors
Account
Sign in
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-05-27 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Littleton | CO | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Littleton | CO | 11/2016 | 05/2022 |
| Lpl Financial, Llc | Golden | CO | 05/2022 | Present |
| Western Wealth Management, Llc | Golden | CO | 05/2022 | Present |
1. 5/2022 - DBA for LPL Business (entity for LPL business) - Western Wealth Management - Investment Related - Golden, CO 80401 2. 05/31/2022 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 160 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 3. 12/03/2024 - Western Wealth Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 0 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
Reach out to this advisor