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Santa Rosa, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Soward Insurance Services | Danville | CA | 10/2001 | Present |
| Jw Financial Advisors, Llc | Santa Rosa | CA | 04/2007 | Present |
| Castleworth Insurance & Financial Services, Llc | Santa Rosa | CA | 11/2005 | Present |
1) INSURANCE SERVICES - LTC, DI, HEALTH, P&C, LIFE, OWNER, INSURANCE AGENT, 30-40 HRS. 2)I HAVE USED THE DBA TEACHERS RETIREMENT SERVICES AND JW FINANCIAL IN MY WORK WITH TEACHERS IN THE RETIREMENT PLANNING AREA THE ABOVE DBA ARE NOT USED IN CONJUNCTION WITH THE OUTSIDE ACTIVITY WORK WITH AUTO TRANSPORT GROUP 3) Soward Insurance Services; Investment Related; Danville, CA; Fixed Insurance Sales; Owner/Insurance Agent; Started 10/2001; Approximately 1 hour per month spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-19 |
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