Derek Charles Mason

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-08-03

VA RA
APPROVED

Since 2018-08-03

Branch Locations

308 Lynchburg Ave, Brookneal, VA 24528 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Meriden	CT	03/2015	08/2017
Benchmark Community Bank	South Boston	VA	03/2015	08/2017
The Bank Of Charlotte County	Phenix	VA	09/2017	Present
Cetera Investment Services Llc	St Cloud	MN	07/2018	Present
Cetera Investment Advisers Llc	Brookneal	VA	07/2018	Present

03/2015 → 08/2017

Infinex Investments, Inc.

Meriden, CT
03/2015 → 08/2017

Benchmark Community Bank

South Boston, VA
09/2017 → Present

The Bank Of Charlotte County

Phenix, VA
07/2018 → Present

Cetera Investment Services Llc

St Cloud, MN
07/2018 → Present

Cetera Investment Advisers Llc

Brookneal, VA

Previous Registrations

2017-02-24 → 2017-08-25

Osaic Institutions, Inc.

Crewe, VA

Halifax, VA

Blackstone, VA

South Boston, VA

Farmville, VA

Farmville, VA

Other Businesses

1. HALIFAX COUNTY SCHOOL BOARD MEMBER, 1 OF 8 GOVERNING BODIES OVER POLICIES OF THE SCHOOL SYSTEM, 10/HRS/WK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-23
S63	Uniform Securities Agent State Law Examination	2004-03-08

S66 Uniform Combined State Law Examination

2017-02-23
S63 Uniform Securities Agent State Law Examination

2004-03-08

View on SEC IAPD