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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-24
NM RA APPROVED 2023-03-13
  • TX RA
    APPROVED
    Since 2023-03-24
  • NM RA
    APPROVED
    Since 2023-03-13

Branch Locations

425 S Telshor Blvd, Las Cruces, NM 88011 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transmarket Group Llc Chicago IL 04/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Cruces NM 10/2022 Present
Bank Of America N.A. Las Cruces NM 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03

View on SEC IAPD

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