Richard Douglas Fernandes Faria

Columbia Management Investment Advisers, LLC

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Current Employers

Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2017-07-27
IN	RA	APPROVED	2017-07-24

MI RA
APPROVED

Since 2017-07-27
IN RA
APPROVED

Since 2017-07-24

Branch Locations

Birmingham, MI • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baron Capital, Inc.	New York	NY	11/2016	Present
Unemployed	Birmingham	MI	06/2016	11/2016
Columbia Management Investment Distributors Inc	Birmingham	MI	07/2017	Present

11/2016 → Present

Baron Capital, Inc.

New York, NY
06/2016 → 11/2016

Unemployed

Birmingham, MI
07/2017 → Present

Columbia Management Investment Distributors Inc

Birmingham, MI

Previous Registrations

2010-09-23 → 2014-05-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Bloomfield Hills, MI

New York, NY

Bloomfield Hills, MI

Bloomfield Hills, MI
2004-01-29 → 2005-06-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
2003-10-13 → 2003-12-05

Ameriprise Financial Services, Llc

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-16

S66 Uniform Combined State Law Examination

2010-08-16

Other Names

Richard Douglas Fernandes Faria
Richard Douglas Faria

View on SEC IAPD

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