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Vincent Mallozzi

Raymond James & Associates, Inc.

Greenwich, CT

Myrtle Beach, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-07-05
CT RA APPROVED 2016-09-06
  • SC RA
    APPROVED
    Since 2023-07-05
  • CT RA
    APPROVED
    Since 2016-09-06

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Myrtle Beach, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Greenwich CT 05/2006 09/2016
Raymond James & Associates, Inc. Myrtle Beach SC 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-26
S63 Uniform Securities Agent State Law Examination 2002-06-17
  • S65 Uniform Investment Adviser Law Examination
    2005-09-26
  • S63 Uniform Securities Agent State Law Examination
    2002-06-17

View on SEC IAPD

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