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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-09 |
Branch Locations
181 W. Madison, Chicago, IL 60603 • United States
50 S Lasalle Street, Chicago, IL 60603-1008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Chicago | IL | 09/2011 | 10/2019 |
| Northern Trust Securities Inc | Chicago | IL | 10/2011 | 10/2019 |
| Innovator Capital Management, Llc | Wheaton | IL | 02/2020 | 04/2021 |
| Foreside Fund Services, Llc | Wheaton | IL | 03/2020 | 04/2021 |
| Northern Trust Bank | Chicago | IL | 04/2021 | Present |
| Northern Trust Securities, Inc. | Chicago | IL | 06/2021 | Present |
| None | Wheaton | IL | 10/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-03 |
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