Brendan O'kelly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-07
NC	RA	APPROVED	2018-10-16

NY RA
APPROVED

Since 2023-11-07
NC RA
APPROVED

Since 2018-10-16

Branch Locations

1 Fishers Road Ste 180, Pittsford, NY 14534-9502 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Wilmington	NC	11/2012	Present

11/2012 → Present

Lpl Financial Llc

Wilmington, NC

Other Businesses

1. 11/30/2012 - O'KELLY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/12/2018 - Grover Financial Services - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/08/2018 - 5 Hours Per Month/5 Hours During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-14

S66 Uniform Combined State Law Examination

2002-06-14

Designations

Other Names

Breandan O'CEallaigh

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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