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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 08/2001 | 02/2025 |
| Bank Of America, N.A. | San Francisco | CA | 07/2011 | 02/2025 |
| Rockefeller Capital Management | San Francisco | CA | 02/2025 | Present |
LJCV LLC; Investment Related; 400 S Old Woodward Avenue, Birmingham, MI 48009; Part Owner; 06/08/2006; 1hour per month; 0 hours during trading hours; LLC holds investments, securities, and real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-28 |
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